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241	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 21, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-23 10:13:10 Financial Industry Regulatory Authority Business Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away Mary Schapiro United States securities law Financial regulation Financial system
242	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend FINRA Rule[removed]Other Trading Practices) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 09:38:02 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities regulation in the United States Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
243	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 12:42:18 Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act Financial system U.S. Securities and Exchange Commission New York Stock Exchange Securities regulation in the United States Selling away United States securities law Self-regulatory organizations Financial regulation
244	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 09:39:37 Trade Reporting And Compliance Engine Business Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
245	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 09:33:31 Securities Exchange Act Economy of the United States Self-regulatory organization U.S. Securities and Exchange Commission United States New York Stock Exchange Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
246	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 4, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 17:15:41 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Security Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system
247	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-03 10:32:35 Financial system Securities Exchange Act Business Self-regulatory organization U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
248	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-26 15:27:09 Financial regulation Financial economics Financial system Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Security Selling away United States securities law Self-regulatory organizations United States Securities and Exchange Commission
249	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 19, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-20 12:37:43 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Registered representative General Securities Representative Exam Commodity Futures Trading Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial system
250	Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Adjustment of Orders) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 16:13:30 Financial Industry Regulatory Authority Financial regulation Securities Exchange Act NASDAQ Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange Selling away NYSE Euronext United States securities law Economy of the United States United States

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